Compliance Officer / MLRO 

Location: DIFC, Dubai
Salary: AED 25,000 – 30,000

Compliance Officer & MLRO (DFSA Authorised)
Location: DIFC, Dubai

Our client, a DFSA-regulated financial services firm based in the DIFC, is seeking an experienced Compliance Officer & Money Laundering Reporting Officer (MLRO) to join their growing team.

This is a key leadership role responsible for overseeing the firm's compliance framework, ensuring adherence to all applicable DFSA rules and regulations, and managing the firm's AML/CFT programme. The successful candidate will work closely with senior management, providing regulatory guidance while promoting a strong culture of compliance across the business.

Key Responsibilities

• Act as the firm's appointed Compliance Officer and MLRO.
• Ensure the business complies with all applicable DFSA Rules, AML/CFT regulations and relevant UAE legislation.
• Maintain and enhance the firm's compliance policies, procedures and internal controls.
• Provide regulatory advice and guidance to senior management and the wider business.
• Oversee AML, sanctions, KYC and client onboarding processes.
• Monitor regulatory developments and assess their impact on the business.
• Conduct compliance monitoring reviews and risk assessments.
• Prepare regulatory reports and liaise directly with the DFSA when required.
• Deliver compliance and AML training across the organisation.
• Investigate and escalate compliance and financial crime matters where appropriate.
• Maintain all compliance registers, reporting and governance documentation.

Requirements

• Previous experience as a Compliance Officer and MLRO within a DFSA-regulated firm.
• Must be DFSA authorised (or eligible to obtain DFSA authorisation) for the Compliance Officer and MLRO functions.
• Strong working knowledge of the DFSA Rulebook, AML Module and UAE regulatory framework.
• Experience developing and maintaining compliance frameworks within a regulated financial services environment.
• Excellent stakeholder management and communication skills.
• Ability to work independently while partnering closely with senior leadership.
• Relevant compliance qualifications (ICA, ACAMS or similar) are advantageous.

This is an excellent opportunity to join a well-established financial services firm, offering a collaborative environment and the opportunity to play a key role in maintaining the firm's regulatory and compliance standards.

REF:CH165901